e-compliance

 

A range of Compliance tools are being currently being designed to help your business achieve a greater level of Compliance. In the meantime.

If you are not sure how Compliant your business currently is, take this short test to assess whether or not you meet current regulatory requirements.



1. Do you ascertain persons 'suitability' for FSA role as part of your recruitment procedures for FSA compliance? YES/NO

2. Are staff trained on FSA matters on or during induction and then on a regular basis? YES/NO

3. Do your Managers complete FSA training on a Regular Basis? YES/NO

4. Do your Managers complete FSA competency checks with staff and are they recorded? YES/NO

5. Do you have Management Information Systems in place for Treating Customers Fairly? YES/NO

6. Do you have a database (paper or online) to record and track any FSA related Customer Complaints? YES/NO

HOW DID YOU SCORE?

If you have answered NO to any of the above questions, then you may benefit from additional Compliance support such as a business health check or dealer audit.

Coming Soon:-
  • I-Comply-OnlineŽ Business Health Check
  • I-Comply-OnlineŽ Competency Assessments
  • I-Comply-OnlineŽ Statement of Demands & Needs
  • I-Comply-OnlineŽ Complaints Handling Database
  • Free Downloads of Management Tools (e.g. templates, management guides).